A five-step roadmap to meeting the DOL’s new regulations
The Department of Labor (DOL) Conflict of Interest Rule, which became effective on June 7, 2016, represents the single most profound change to retirement savings in the U.S. since the Employee Retirement Income Security Act of 1974. Sixty percent of financial advisors believe the rule will have a negative impact on their businesses.
While the full extent of the rule won’t be known for some time, implementing a fiduciary program will be a significant undertaking for most firms.
Read our whitepaper to learn what the rule really means for financial advisors, and get a five-step roadmap to create a comprehensive fiduciary program to meet the requirements introduced in December 2017.Download the whitepaper
Philip Pyburn is no longer with Slalom.